Senior Compliance Analyst - Chattanooga

Only for registered members Chattanooga, United States

4 weeks ago

Default job background
$60,000 - $70,000 (USD)

Job Summary

The individual in this position supports supervisors with certain ACA managed services offerings including electronic communications reviews regulatory filings marketing reviews and anti-money laundering reviews.

Qualifications

  • Bachelor's degree
  • At least 1 year of KYC investor onboarding experience
  • General working knowledge of relevant federal securities laws

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