Chief Compliance Officer — Remote Reg - Irvine - Western Growers

    Western Growers
    Western Growers Irvine

    13 hours ago

    Description


    A leading agricultural advocacy organization in California is seeking a Chief Compliance Officer to oversee broker-dealer compliance and regulatory examinations.

    The ideal candidate will possess extensive experience in compliance, particularly within a regional or national retail brokerage firm, alongside Series 7, 24, 53, 99, and 66 licensing.

    This role includes developing compliance training and maintaining internal controls to enhance the organization's competitiveness.#J-18808-Ljbffr

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