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- Assist with the preparation of materials for board meetings, including memos and minutes.
- Draft and review SEC regulatory filings for Harbor Funds, Harbor Funds II, and Harbor ETF Trust.
- Draft principal investment strategies and risk disclosures for investment products.
- Prepare and file Form ADV with the SEC and support quarterly and annual filings with NFA, CFTC, and FINRA.
- Review, negotiate, and draft various contracts, including investment management and vendor agreements.
- Conduct legal research on new regulations and other issues.
- Participate in cross-company projects as needed.
- Licensed attorney with a law degree from a recognized law school and strong academic credentials.
- At least four years of experience with the Investment Company Act of 1940 and Investment Advisers Act of 1940, preferably in a law firm or in-house at a fund company.
- Experience drafting and negotiating contracts.
- High ethical standards.
- Experience with ETFs or managing a manager-of-managers structure is a plus.
- Experience in the investment management industry and knowledge of relevant regulations.
- Excellent interpersonal and communication skills.
- Self-starter with a positive attitude and team-oriented mindset.
- Attention to detail and ability to prioritize under pressure.
- Proficiency with technological tools; experience with DFIN's ArcPro is a plus.
- Flexibility to support departmental needs.
Legal Counsel - Chicago - Harbor Capital Advisors, Inc.

3 weeks ago

Description
Job Description
We are seeking a self-motivated and results-oriented mid-level Legal Counsel to assist in providing legal advice to internal clients of the firm. The Legal Counsel will advise on a broad range of investment management, mutual fund, ETF, and CIT legal and regulatory compliance work.
Duties & Responsibilities
Key Qualifications
About the Role
The ideal candidate is an energetic, goal-oriented, and thoughtful professional with:
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