Risk and Compliance Manager - Alexandria, United States - MDDC Credit Union Association

Description

Responsible for developing and maintaining a comprehensive Enterprise Risk Management program to ensure compliance of the Credit Union with NCUA rules, regulations, and statutory requirements.

In coordination with the Executive Officers, directs policy development and legal compliance for the institution. Acts as the organizations Bank Secrecy Act Officer and Compliance Risk Officer.

Monitors and analyzes developing trends and changes in regulatory compliance, laws, rules, and regulations and advises Senior Management and the Credit Unions Supervisory Committee of the operational impacts.

Leads and provides professional development coaching to a staff of three Compliance personnel.
Education & Experience Attention to DetailCritical Thinker and Problem SolverOrganizational SkillsCommunication SkillsDemonstrate leadership and credibility.
Self-MotivatedRelationship-building skills.
High level of respect and trust.

Exceptional OrganizationRequirements NCUA rules, regulations, and statutory requirementsRegulation requirements and best practices of the Credit Unions external CPA auditorsAbility to find the credit unions third-party compliance consultant.

Conducts internal compliance risk reviews and Quality Control audits.
Coordinates testing efforts with internal departments and other testing functions within the Credit Union to share information.
Serves as the Credit Unions Risk and BSA/AML Compliance OfficerReviews CTRs, SARs, and large currency reports.
Maintains the BSA Exemption ListProcess FINCEN requests for informationDevelop, implement, and monitor annual educational compliance training programs.

Must comply with applicable laws and regulations, including but not limited to the Bank Secrecy Act, USA Patriot Act, and the Office of Foreign Assets Control.

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