Compliance Analyst - Omaha

Only for registered members Omaha, United States

1 week ago

Default job background
$56,046 - $82,313 (USD)

Job summary

The Compliance Analyst ensures Orion complies with all legal, regulatory,
and internal requirements while supporting the firm's Investment Adviser and Broker‑Dealer compliance programs.

The role performs core operational duties and conducts structured testing to evaluate the effectiveness of key controls.

  • Analyze, review,
    and approve marketing materials and client presentations to ensure compliance with applicable laws and regulations.
  • Monitor Orion's social media usage for compliance with regulatory requirements.
  • Maintain and update
    compliance program documentation,policies/procedures/evidence repositories/registrations/licensing/code of ethics/trade preclearance/post trade reviews/gifts/
    betterments/outside business activities/private placements/marketing/advertising standards/compliance risk assessment methodologies/assurance frameworks/control evaluation/testing/sample selection/remediation validation/dashboarding/trend analysis/written communication skills/stakeholder relationships/internal audit/confidentiality/regulatory curiosity>.

Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Get full access

Access all high-level positions and get the job of your dreams.



Similar jobs

  • Only for registered members Omaha $55,000 - $90,000 (USD)

    The Compliance Analyst is responsible for managing compliance risk and executing regulatory compliance goals for a prepaid debit portfolio. · We connect financial institutions corporations merchants and consumers to one another millions of times a day quickly reliably securely An ...

  • Only for registered members Omaha, NE

    +Job summary+Regulatory Compliance Analyst · The Compliance Analyst is responsible for managing compliance risk and executing the regulatory compliance goals for a prepaid debit portfolio. · +ResponsibilitiesMonitor compliance with applicable laws and regulations. · Assist in exe ...

  • Only for registered members Omaha

    We have an exciting opportunity for a Regulatory State Filing and Compliance Analyst to join our team at Guarantee Trust Life. This role requires strong analytical skills, excellent communication skills and the ability to work in a collaborative environment. · ...

  • Only for registered members Elkhorn Full time $62,000 - $93,000 (USD)

    We have an exciting opportunity for a Regulatory State Filing and Compliance Analyst to join our team at Guarantee Trust Life Insurance Company This position offers a unique and rewarding opportunity for an individual to be part of an integral team tasked with assisting new produ ...

  • Only for registered members Omaha

    The Order Quality Assurance Analyst is accountable for reviewing all Sales Order and revisions across Yahoo's Search and business. · Reviewing all sales insertion orders and revisions to ensure they meet Yahoo's order committal standards · Partner with revenue accounting and inte ...

  • Only for registered members Omaha

    PPQA /CMMI consultant assists with audits for compliance with policies and procedures of accreditation requirements for CMMI level 3. · ...

  • Only for registered members Omaha

    The Clinical Trial Finance Analyst will work with an interdisciplinary team to continually optimize the system to deliver an efficient use of resources for the Child Health Research Institute. · ...

  • Only for registered members Omaha

    Each and every role throughout our organization makes a difference in our ability to change the world for the better.The Technical Business Analyst will serve as a critical liaison between business stakeholders and the data engineering team. · ...

  • Only for registered members Omaha

    The Sr. · Accounts Receivable Analyst will manage a portfolio of customers in the Latin America Region; attending to their various needs and requests.This includes all activities relating to billing, collections assistance, dispute resolution, revenue treatment, account reconcili ...

  • Only for registered members Omaha

    At Nebraska Medicine technology is mission-critical to patient care research and education As our Sr IT Contract Analyst you wont just manage agreements youre going to shape the strategic partnerships that power our enterprise platforms cybersecurity posture clinical systems and ...

  • Only for registered members Omaha, NE

    The 557 WW requires Advisory and Assistance Services (A&AS) support to accomplish IT analytical, security, · IA, · and clerical functions for the Wing. This includes planning, · defining, · implementing and assisting with the operational management of the STIG compliance roadmap, ...

  • Only for registered members Omaha

    Support investment teams by executing and overseeing operational components of client investment accounts. · ...

  • Only for registered members Omaha $66,500 - $100,000 (USD)

    The Senior Investment Trade & Data Analyst will play a key role within Mutual of Omaha's Investment Operations team, supporting a large and growing multi-asset portfolio that includes Public Corporates, Structured Securities, Private Placements, Private Loans, Alternatives, · & D ...

  • Only for registered members Omaha

    We are seeking a Budget Analyst to join our Finance Team. The role is responsible for retrieving and analyzing financial data from financial systems and databases, developing reports using Microsoft Excel, and supporting budgeting, forecasting, and financial reporting activities. ...

  • Only for registered members Omaha

    The job requires Advisory and Assistance Services (A&AS) support to accomplish IT analytical security IA and clerical functions for the Wing. · Planning defining implementing and assisting with the operational management of the STIG compliance roadmap; · Monitoring for and resear ...

  • Only for registered members Omaha, NE, United States

    This is a multi-level posting for Regulatory Analyst/Sr Regulatory Analyst/Assoc Regulatory Analyst position at Northern Natural Gas in Omaha, NE. The role involves providing support to departments regarding rule application and assisting in innovative approaches to assessing reg ...

  • Only for registered members Omaha, NE

    This role is integrally involved in ensuring billing compliance of all proposed clinical trial budgets, · Development and maintenance of clinical trial coverage analysesMaintenance and reconciliation of clinical trial receivablesCollaboration with internal and external partners t ...

  • Only for registered members Omaha

    Reviews, analyzes, and evaluates business systems and user needs. · Documents requirements, defines scope and objectives, · and formulates systems to parallel overall business strategies. · ...

  • Only for registered members Omaha, NE

    Supports the advisory and investment teams by executing and overseeing the operational components of client investment accounts. · ...

  • Only for registered members Omaha, NE

    The Senior Investment Trade & Data Analyst will play a key role within Mutual of Omaha's Investment Operations team · Support and oversee the full trade lifecycle — from execution and capture through reconciliation, accounting integration, and reporting. · Partner with traders, p ...