Compliance Analyst - Omaha
1 week ago

Job summary
The Compliance Analyst ensures Orion complies with all legal, regulatory,and internal requirements while supporting the firm's Investment Adviser and Broker‑Dealer compliance programs.
The role performs core operational duties and conducts structured testing to evaluate the effectiveness of key controls.
- Analyze, review,
and approve marketing materials and client presentations to ensure compliance with applicable laws and regulations. - Monitor Orion's social media usage for compliance with regulatory requirements.
- Maintain and update
compliance program documentation,policies/procedures/evidence repositories/registrations/licensing/code of ethics/trade preclearance/post trade reviews/gifts/
betterments/outside business activities/private placements/marketing/advertising standards/compliance risk assessment methodologies/assurance frameworks/control evaluation/testing/sample selection/remediation validation/dashboarding/trend analysis/written communication skills/stakeholder relationships/internal audit/confidentiality/regulatory curiosity>.
Job description
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