Don't see what you're looking for in Compliance? - New York

Job Description · Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance ri ...

Description · Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk m ...

· Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management p ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. · 10+ years of experience as a compliance builder and leader in banking or fintech, · ...

Job summaryWe are looking for a Head of Compliance to join our team. ...

We are building an AI-driven simulation software stack for engineering and manufacturing across advanced industries. · The RoleAs a Compliance Engineer, you will be building and operationalizing our compliance program and overseeing the day-to-day implementation of controls, ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

VP Compliance, North America · Department: Compliance · Location: New York, NY · Company Information: · Acrisure Re is an independent global reinsurance broker with a reputation for placing reinsurance programs covering complex and technical books of business. Founded in Toronto ...

Compliance Associate (New York, NY): Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance role ...

We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, · we encourage you to apply. · ...

NPM is looking for a Compliance Associate with previous compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) and Compliance Director with managing its SEC registered broker-dealer (BD) and SEC-registered investment adviser (RIA) c ...

About This Role · Wells Fargo is seeking a Compliance Director. This role will report to the head of Corporate & Investment Banking (CIB) Markets Compliance and will manage a team providing compliance oversight to Credit Sales & Trading Activity, Senior Relationship Management, a ...

We are seeking a Compliance Manager to join our Compliance Team and help administer and enhance our company's Broker Dealer compliance program. · The ideal candidate brings at least five years of relevant experience, preferably within a broker dealer environment, and demonstrates ...

+Job summary · Review investment product marketing materials for SEC compliance and assist in conducting company-wide training to meet SEC, NFA and FINRA obligations. · +Responsibilities Review investment product marketing materials for SEC compliance. · ...

The Compliance Analyst will be responsible for monitoring, oversight and independent review · and assessment of the Compliance framework for the Division. · This is a great opportunity · to grow your career with a stable and expanding organization as a member of City National's ...

Join our team as a Compliance Lead where you'll spearhead the creation and upkeep of a comprehensive compliance program.You'll manage compliance documentation serve as the main contact for regulatory inquiries and coordinate audits to maintain a compliant environment. · ...