- Designs and develops programs, policies, and practices to ensure that the organization complies with federal, state, and local regulatory requirements.
- Oversees internal controls and auditing systems that monitor and report on regulated activities and processes.
- Tracks relevant laws, regulations, and industry standards and implements changes to compliance processes and stakeholder training as required.
- Supervises the compliance associate.
- Engages with outside counsel, as needed.
- Prepares compliance status reports for internal management.
- Manages corporate governance processes, including record-keeping, scheduling, and filings.
- Supports special projects through research, organization, and project assistance.
- Reviews marketing materials, announcements, filings, and presentations for regulatory compliance.
- Performs other responsibilities based on experience, abilities, and interest.
- Degree in Business, Law or related field
- 5 years of relevant professional experience in areas such as regulatory compliance, risk management, legal, or audit functions
- Strong organizational and record keeping skills
- Understanding of legal compliance in reviewing marketing materials, filings, and presentations
- Excellent communication and collaboration skills
- Adaptable and open to working on a variety of matters
- High ethical standards, ability to maintain confidentiality, and handle sensitive information
- Must be able to pass a nationwide background check / drug screen
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Regulatory Compliance Manager - Crockett, United States - HTH Communications
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4 weeks ago
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Description
If you love fast-paced ever changing world challenges, HTH is the right place for you to grow your career. Headquartered in Houston, Texas. HTH Communications is one of the fastest growing companies in the wireless industry. With roots in the refurbishment and distribution of mobile devices, over the past decade HTH has grown into a full-service logistics and services organization operating out of a new, state-of-the-art 125,000-square-foot facility.
Is your CV ready If so, and you are confident this is the role for you, make sure to apply asap.
HTH customers and partners include nationwide carriers, regional operators, MVNO's, independent agents and equipment manufacturers. In addition, HTH also owns and operates FCC-licensed Eligible Telecommunication Carriers (ETCs) offer Lifeline, Affordable Connectivity Program (ACP) and Prepaid wireless services to consumers in all 50 states under four consumer brands: AirVoice Wireless, Cintex Wireless, AirTalk Wireless, and TAG Mobile.
Responsibilities
Qualifications and Requirements