Trade Operations Support Specialist - Hartford
1 week ago

The Trade Operations Support Specialist is responsible for reviewing releasing or escalating flagged live orders executing trades filing required regulatory reports; assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked restricted trades manages brokerage trade corrections responds to follows up on debt margin issues ensure timely resolution compliance regulatory requirements.
The role entails collaborating developing maintain trading rules configure trade system settings NetX360 support business objectives executes trades accurately ensures timely completion all required regulatory operational reporting reviews flagged live orders releases them execution escalates issues appropriate risk management compliance provides proactive support advisors trading operations offering guidance systems processes best practices assists complex activities block trades restricted securities other specialized transactions manages brokerage corrections prompt resolution minimal client impact responds inquiries oversees follow-up related debit margin matters maintaining high standards client service operational integrity supports manager preparing reports analyses meet internal regulatory requirements assists identifying investigating resolving errors coordinating advisors teams helping minimize financial exposure prevent reoccurrence.
Job description
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