ebs / lopr ba - Whippany, United States - NR Consulting

    NR Consulting
    NR Consulting Whippany, United States

    2 weeks ago

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    Description

    Job Description:

    Has directly worked on submitting EBS (Electronic Blue Sheets) and LOPR reports (OTC & Listed), typically within an Operations/Reg Ops function.

    Has worked in a large global sell-side organization, preferably a Tier 1 or 2 investment bank.

    Has experience of working in a BAU reg reporting function and can describe key controls that should exist across the reporting process; can accurately and succinctly describe typical challenges (people, process, technology) in submitting and remediating trade and transaction reports.