Compliance Manager - New York

Toss Securities US LLC is seeking an experienced Compliance Manager to join its growing team in New York. The role offers an exciting opportunity to contribute to the expansion of a dynamic brokerage firm while advancing your career in the U.S. financial markets. · Support the CC ...

We are hiring a Compliance Manager to work closely with our compliance team and leadership teams to build, execute, and enhance compliance programs that support Aspen's RIA platform advisory businesses. · ...

+We're working with a growing RIA business as they look to add a Compliance Manager to their team. · +SUporting the GC/CCO on all manner of core compliance activities, · Draft, update, and implement firm policies and procedures in line with evolving regulatory requirements and bu ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · ...

This job is with Wise, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. · Wise is a global technology company, building the best way to move and manage the world's money. · Whether people and businesses are sending mon ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. · ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · Maintain up-to-date compliance for federal, state, and local regulations, includ ...

Dual Fuel is a full service mechanical contracting company specializing in the service and installation of heating plants for multifamily and commercial buildings in the New York City metro area. · Lead the end-to-end subcontractor contracting process, including drafting, negotia ...

The Compliance Manager is responsible for coordinating facilities operations,vendor management, · regulatory compliance,and capital project readiness across numerous senior supportive housing sites.This role works closely · with the Director of Facilities,program staff,vendors,an ...

Join our team as a Compliance Manager where you'll play a crucial role in shaping and managing the Bank Secrecy Act (BSA) Anti-Money Laundering (AML) and related compliance programs. · ...

This job is for a Compliance Monitoring and Testing Manager who will ensure Wise's adherence to regulatory requirements. The role involves designing control testing plans, auditing and examination management, compliance framework development, building trust within teams and overs ...

The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team.As a VP Compliance TDS, you will oversee/lead a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting ...

Berry Street is on a mission to transform how Americans eat through nutrition therapy. Berry Street's platform connects individuals needing evidence-based nutrition care with an expansive network of Registered Dietitians and AI-powered tools. · Own and scale Berry Street's health ...

The Compliance Manager is responsible for coordinating facilities operations, vendor management, regulatory compliance, · and capital project readiness across numerous senior supportive housing sites. · Maintain and update the preventive maintenance database for all buildings · T ...

This opportunity is with a leading global commodities trading firm with operations across the world. · The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can operate within exi ...

+h2>Job summary · This opportunity is with a leading global commodities trading firm with operations across the world.+The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can op ...

Berry Street is a company that connects individuals with registered dietitians and AI-powered tools for nutrition therapy. The platform offers personalized interventions for various health conditions. · Own and scale Berry Street's healthcare compliance program. · Partner cross-f ...

We are actively seeking a highly motivated, innovative and experienced leader to join our team as the Compliance Manager. · ...

We're people building money without borders — without judgement or prejudice, too. We believe teams are strongest when they are diverse, equitable and inclusive. · We're proud to have a truly international team, and we celebrate our differences. · Inclusive teams help us live our ...

We're looking for a Compliance Manager to lead and scale Berry Street's healthcare compliance program as we continue to grow nationally and expand payer partnerships. · This role will be a key owner of our HIPAA, insurance, and broader healthcare compliance efforts, partnering cl ...