Managing Director, Broker Dealer Consulting - Portland

Only for registered members Portland, United States

1 month ago

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Job summary

We are seeking a dynamic commercially minded leader to drive the growth and operational excellence of our Broker Dealer Consulting practice. This executive will oversee recurring service lines including outsourced Chief Compliance Officer CCO outsourced FINOP project based consulting team and the team responsible for drafting and submitting New Membership Applications NMAs and Continuing Membership Applications CMAs.

Responsibilities

  • Set and execute the strategic vision for the broker dealer consulting practice identifying new market opportunities and driving revenue growth.
  • Develop and implement business development strategies to expand client relationships and increase market share.
  • Mentor develop and inspire high performing teams across service lines.

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