Trust & Individual Tax Compliance Opportunity - New York

The Integrity Review Specialist works in close coordination with the City Department of Investigations and other enforcement entities. · Oversight and policy in the areas of procurement, due diligence requirements, contractual requirements, prevailing wage and labor law enforceme ...

The Equal Opportunity Specialist 3 (Compliance) conducts complex investigations and delivers training programs to prevent workplace discrimination. · Eight years of experience in equal opportunity or related field. · At least one year of supervisory experience. · ...

+Job summary+The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborhoods because every New Yorker deserves a safe, affordable place to live in a neighborhoo ...

This is a job for an Integrity Review Specialist in the Division of Economic Opportunity and Regulatory Compliance. The role involves reviewing the integrity of applicants and ensuring contractors comply with labor and employment obligations. · The Integrity Review Specialist wor ...

The incumbent conducts complex investigations requiring knowledge of policies, laws, rules and regulations. They deliver training programs to prevent workplace discrimination. · Make recommendations regarding improvements in operations. · Develop investigative strategies and gath ...

Conduct complex investigations and deliver training programs to prevent workplace discrimination. · ...

The Equal Opportunity Specialist 3 (Compliance) will conduct complex investigations of complaints of illegal workplace discrimination filed with regard to the State workforce. They will deliver training programs to prevent or remediate workplace discrimination. · ...

The incumbent will conduct complex investigations and deliver training programs to prevent workplace discrimination. · Make recommendations regarding improvements in operations. · Develop investigative strategies. · ...

A Compliance Officer opportunity with a leading financial firm and market maker providing liquidity across global markets. This role sits within the Legal and Compliance team and offers hands-on exposure to AML policy implementation and compliance monitoring in a dynamic trading ...

This is an exciting opportunity to join a leading global enterprise at the forefront of innovation— · An organization deeply committed to integrity, ethics, and operational excellence.About this role · You'll serve as a subject matter expert, guiding complex initiatives, · Influe ...

We are seeking an attorney with experience with compliance and regulatory matters for an in-house opportunity. · Experience with direct lending, structured finance or alternatives · ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We're looking for a compliance professional to join our team supporting broker-dealer regulatory governance within a large financial services organization. · Experience in broker-dealer compliance or regulatory advisory roles · Strong knowledge of U.S. securities laws and regulat ...

+We are seeking a hardworking and analytical professional to join as their Compliance Analyst. · ...

The organization operates through a network of MGAs and underwriting businesses supported by strong carrier and reinsurance relationships. · Lead regulatory compliance activities across multiple MGAs operating in the U.S., UK, · Implement global compliance frameworks policies pro ...

A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · Provide compliance guidance and challenge to business and support teams on regulatory and compliance matters · Escalate potential conduct issues, incidents ...

Cantor Fitzgerald seeks an experienced Equities Compliance Advisor to provide strategic oversight and ensure regulatory compliance for its Equities businesses. · ...

We see the world differently at Capstone Investment Advisors. You will too. · Capstone Investment Advisors LLC is a global asset manager dedicated to exploring alpha opportunities in derivatives and complementary strategies persisting across market cycles. · ...

A global company is seeking a Legal & Compliance Coordinator to support its New York Legal & Compliance team. · ...

+We're working with a growing RIA business as they look to add a Compliance Manager to their team. · +SUporting the GC/CCO on all manner of core compliance activities, · Draft, update, and implement firm policies and procedures in line with evolving regulatory requirements and bu ...