- Administer regulatory change program
- review of vendor tools/applications available for regulatory change monitoring
- oversee selection/implementation/administration of vendor tool/application if warranted
- summarize and distribute new/amended rule proposals and rules to internal constituents
- oversee initial impact assessment (e.g., rules applicability vs firm's lines of business)
- ensure designation of internal owner(s) of new/amended rule implementation or creation of a Project Team if warranted
- track status of regulatory change internal readiness
- participate in industry groups/calls on regulatory change
- lead or contribute to the management of regulatory exams and delivery of requested items; respond to exam findings and reports
- conduct branch inspections; track results, write up and distribute inspection reports
- assist with other regulatory deliverables
- assist with governance related tasks
- participate in or lead ad hoc regulatory projects
- Bachelor's degree
- 10 years of financial services experience
- ability to build, develop and maintain solid working relationships both externally (e.g. regulators) and internally
- ability to deliver high quality work product under time sensitive deadlines
- equities &/or fixed income experience in either a front office or control position role
- regulatory experience (SEC, FINRA, CBOE, NFA, CFTC, etc.)
- project Management skills
- proficiency in Microsoft Excel, Word and PowerPoint
-
Regulatory Affairs Specialist
1 day ago
Symrise Saddle Brook, United States**About Us** · Symrise is a global supplier of fragrances, flavors, food, nutrition, and cosmetic ingredients. Its clients include manufacturers of perfumes, cosmetics, food and beverages, pharmaceuticals and producers of nutritional supplements and pet food. · Its sales of € 4.6 ...
-
Regulatory Affairs Specialist
1 day ago
Katalyst Healthcares and Life Sciences Hoboken, United StatesResponsibilities Responsible for the coordination and preparation of document packages for regulatory submissions from all areas of the Company. · Keeps abreast of regulatory procedures and changes. · Coordinates the collection of documents, records, reports, and data from the ...
-
Regulatory Affairs Specialist Ii
2 days ago
Katalyst Healthcares & Life Sciences Inc Edison, United States**Responsibilities**: · - This position is responsible for the preparation of regulatory submissions required to market medical devices in both the U.S. and Europe, support of international product registrations and related regulatory affairs activities, including execution of pr ...
-
Public Affairs Specialist
2 days ago
Fairstead New York, United StatesJob Description · Job DescriptionDescription:The Public Affairs Team seeks a Public Affairs Specialist to join our team. The Specialist will have an opportunity to engage in all aspects of Fairstead's work, including development, property management, asset management and corporat ...
-
Senior Regulatory Affairs Specialist
4 days ago
ACE Partners New York, United StatesOur customer is looking for a Senior Regulatory Affairs Specialist to join a team of 7 and supporting the product submissions, regulatory guidance, and registering products. · Duties Include: · Maintain and establish regulatory functions for medical device and environmental comp ...
-
Regulatory Affairs Specialist
2 days ago
MRINetwork Jobs Carlstadt, United StatesJob Description · Job Description Regulatory and QA Specialist · Our client is a highly regarded manufacturer of flavors and essential oils. It is located in northern NJ. We have been working with this company for a number of years and our candidates like working there. The senio ...
-
Regulatory Affairs Specialist
3 hours ago
Symrise AG Saddle Brook, United StatesThe Regulatory Affairs Specialist (F&B) will be responsible to independently provide Symrise Inc. customers with product safety/regulatory information in accordance with US FDA / FEMA guidelines, customer specific guidelines, and various internationa Regulatory Affairs, Specialis ...
-
Regulatory Affairs Specialist
1 week ago
BPL Plasma Fort Lee, United States**Position** : Regulatory Affairs Specialist · **Location** : Fort Lee, NJ · **Duties and Responsibilities:** · 1. Ensures Regulatory compliance within KEDPLASMA organization to cGMP, Standard Operating Procedures and other applicable Standards and Protocols to meet the regulator ...
-
Regulatory Affairs Specialist
2 days ago
Symrise Saddle Brook, United StatesSymrise is a global supplier of fragrances, flavors, food, nutrition, and cosmetic ingredients. Its clients include manufacturers of perfumes, cosmetics, food and beverages, pharmaceuticals and producers of nutritional supplements and pet food. · Its sales of · 4.6 billion in th ...
-
Regulatory Affairs Specialist
1 day ago
Brenntag Iselin, United StatesStage Picture:brenntag_other_8.jpgJobTitle:Regulatory Affairs Specialist - PharmaLocation:South Plainfield/USAEmployment Type:EmployeeRegulatory Affairs Specialist - PharmaOur team in South Plainfield currently has an opening for a Regulatory Affairs Specialist - PharmaYOUR ROLE ...
-
Regulatory Affairs Specialist
4 days ago
Axelon Valhalla, United StatesJob Title : Regulatory Affairs Specialist · Shift hours : Monday - Friday 8AM To 5PM. · Job Location : Valhalla, NY · Pay: $28/hr · Job Description: · This Regulatory Affairs Specialist contractor position supports US Beverages Regulatory Affairs initiatives. The person in t ...
-
Regulatory Affairs Specialist
1 day ago
Hired by Matrix Valhalla, United StatesDo you want more than just another job? Are you ready to team up with an organization that values your contributions? Then Hired by Matrix is for you · Working with some of the US premier companies, we excel at connecting candidates with positive cultures and dynamic teams. We e ...
-
Regulatory Affairs Specialist
4 days ago
Siemens Healthcare Diagnostics Inc. Tarrytown, United States PermanentDo you wantto join us in helping to fight the world's most threatening diseases andenabling access to care for more people around the world? At SiemensHealthineers, we pioneer breakthroughs in healthcare.For everyone. Everywhere. · We offer youa flexible and dynamic environment ...
-
Regulatory Affairs Specialist
4 days ago
Katalyst HealthCares & Life Sciences Short Hills, United StatesResponsibilities: · Well versed in performing CMC compliance activities including Gap Analysis, CMC comparison and validation for the quality reports · Experienced in authoring of assessment reports and Part2/ Expert reports for Dossiers · Experience in reviewing of quality do ...
-
Sr. Specialist Regulatory Affairs
5 days ago
Kedrion Biopharma Inc. Fort Lee, United StatesInclude:As the US Product Owner (USPO), responsible for the maintenance of the US dossiers and the execution of lifecycle and regulatory compliance activities of the assigned licensed products in line with business targets and regulatory commitments. Regulatory Affairs, Regulator ...
-
Regulatory Affairs Specialist
1 day ago
Katalyst Healthcares and Life Sciences South Plainfield, United StatesResponsibilities: Provides administrative support for regulatory affairs manager · Provides RA support for change control projects and sustaining activities · Conducts regulatory assessments and determines need for re-registration for proposed device changes, prepares internal ...
-
Regulatory Affairs Specialist
5 days ago
Adecco Morris Plains, United StatesAdecco Creative and Marketing is partnering with an American multinational beauty company. We are searching for a · Compliance Analyst · for a 6 month hybrid assignment in Morris Plains, NJ. This person would be responsible for cosmetic regulatory compliance on the global team. ...
-
Regulatory Affairs Specialist
2 days ago
Reliance Private Label Supplements Edison, United StatesJob Description · Job DescriptionPOSITION SUMMARY: · Responsible for all aspects of the documentation process including the label/supplement facts panel (SFP) development, review and implementation of dietary supplement labels for private label, branded and contract formulations ...
-
Regulatory Affairs Specialist II
4 days ago
Clinical Dynamix Hackensack, United StatesRegulatory Affairs Specialist II · With minimal supervision, responsible for coordination and preparation of document packages for regulatory submissions from all areas of the company. Compiles all materials required for submissions, license renewals and annual registrations to ...
-
Regional & Community Affairs Specialist
1 day ago
Con Edison Staten Island, United StatesRegional & Community Affairs Specialist · Job Info · 112202 · Posting Expiration Date:Jun 30, 2024 · Schedule Type:Full-Time · Minimum Salary:$80000 · Maximum Salary:$100000 · Organization:Government Regional& Comm Affs · Department:NYC Regional&Community Affairs · Section:REG CO ...
VP, Regulatory Affairs Specialist - Jersey City, United States - Jefferies
Description
Job DescriptionRegulatory Affairs Specialist
Position
This hire will be a member of the Firm's Regulatory group which is responsible for exam oversight, branch inspections, regulatory change tracking, governance related tasks and additional ad-hoc tasks. The Firm's Regulatory Group is housed within its Legal Department. While attorneys are encouraged to apply, this position does not require a law license.
Primary Responsibilities
The salary offered will take into consideration an individual's experience level and qualifications. In addition to salary, Jefferies offers, for eligible employees, an annual discretionary incentive and retention bonus, competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Jefferies also offers paid time off packages that include planned time off (vacation), unplanned time off (sick leave), and paid holidays and paid parental leave.
About Us
Jefferies Financial Group Inc. (''Jefferies,'' ''we,'' ''us'' or ''our'') is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986. Our strategy focuses on continuing to build out our investment banking effort, enhancing our capital markets businesses and further developing our Leucadia Asset Management alternative asset management platform. We offer deep sector expertise across a full range of products and services in investment banking, equities, fixed income, asset and wealth management in the Americas, Europe and the Middle East and Asia.
At Jefferies, we believe that diversity fosters creativity, innovation and thought leadership through the infusion of new ideas and perspectives. We have made a commitment to building a culture that provides opportunities for all employees regardless of our differences and supports a workforce that is reflective of the communities where we work and live. As a result, we are able to pool our collective insights and intelligence to provide fresh and innovative thinking for our clients.
Jefferies is committed to creating and sustaining a diverse workforce and encourages applicants from all backgrounds to apply. This includes applicants from historically underrepresented groups, including women, racial and ethnic minorities, members of the LGBTQ+ community, military veterans, and individuals with disabilities or who are neurodiverse.
Jefferies is an equal employment opportunity employer, and takes affirmative action to ensure that all qualified applicants will receive consideration for employment without regard to race, creed, color, national origin, ancestry, religion, gender, pregnancy, age, physical or mental disability, marital status, sexual orientation, gender identity or expression, veteran or military status, genetic information, reproductive health decisions, or any other factor protected by applicable law. We are committed to hiring the most qualified applicants and complying with all federal, state, and local equal employment opportunity laws. As part of this commitment, Jefferies will extend reasonable accommodations to individuals with disabilities, as required by applicable law.
All employees must follow Jefferies' COVID-19 protocol policy, which is subject to change.
VP, Regulatory Affairs Specialist professionals in Jersey City
-
Christopher Whitehead
Faculty | Creative Writing & Black Lit