Chief Compliance Officer - Alpharetta, GA

Now Hiring: Compliance Officer - Investment Management (Atlanta, GA) · Location: Atlanta, GA (On-site) · Employment Type: Full-Time · Compensation: $100,000 - $250,000 (experience-based) · About the Opportunity · Join a rapidly growing investment management firm where compliance ...

A federally registered Registered Investment Advisor (RIA) managing over $1.1 billion in assets is seeking an experienced Chief Compliance Officer to support its continued growth and regulatory excellence. · Develop, implement, and maintain the firm's comprehensive compliance pro ...

Primetals Technologies is seeking a Trade Compliance Officer to oversee access to and proper use of the CBP Automated Commercial Environment (ACE) system. · ...

Job summary · A Trade Compliance Officer will oversee access to and proper use of the CBP Automated Commercial Environment (ACE) system. Ensure accurate and compliant customs clearance data including HTS classification, invoices, and country of origin. Support Primetals Technolog ...

The Risk Officer is responsible for maintaining a consistent controlled environment through adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies. · ...

Verifone seeks a Legal Advisor to join its Global Compliance team. The ideal candidate will have experience in trade and sanctions compliance, as well as governance involving the Department of Justice and the Securities and Exchange Commission. · ...

We're looking for a dependable and detail‑oriented Payroll & Office Administrator who is eager to take ownership of a wide range of responsibilities while upholding the highest standards of confidentiality and professionalism. · This hybrid role supports both payroll and a broad ...

We are looking for a Technical Business Analyst for our Legal, Compliance, Audit and Risk team within Middle Office Core Platform Organization. · ...

We are looking for a Human Resources (HR) Compliance Specialist to join our Alpharetta, Georgia office on our Firmwide HR team. This is not a remote position. · Responsibilities include research and monitoring of federal, state, and local laws related to employment issues. · ...

The Client Service Associate is responsible for overseeing the various aspects of client service to serve Wealth Solutions (includes Family Office, Sports & Entertainment and/or Institutional clients) in the most efficient and careful manner. · Serves as first responder to client ...

The Compliance Risk Coordinator is a critical member of Mountain America's Compliance Risk team that contributes to the overall implementation of the credit union's Compliance Management System (CMS) which involves monitoring and documenting controls, · and advising business unit ...

The Senior Compliance Analyst is a critical member of Mountain America's Compliance Risk team. They assist in the management of the credit union's Compliance Management System to ensure compliance with regulatory requirements and internal policy. · Assist management with the impl ...

We are seeking an organized Office Manager to oversee day-to-day administrative operations and payroll support in a growing team. · Manage daily office operations to ensure consistency and efficiency · Oversee payroll administration, ensuring accuracy and compliance · ...

+The Compliance Coordinator supports the Compliance Department in ensuring timely and accurate responses to carrier regulatory and internal documentation requests. · Assist in gathering and organizing documentation in response to carrier inquiries. · Maintain logs records of requ ...

The Director of Compliance Risk Programs and Advisory leads key components of the credit union's enterprise-wide Compliance Management System (CMS). This strategic second line role oversees compliance advisory, training, fair and responsible banking, monitoring, and issue validat ...

The Sr Compliance Program Manager is responsible to support the design, execution and ongoing management of key components of Mountain America's Compliance Management System (CMS). · ...

The Sr Compliance Program Manager is responsible to support the design, execution and ongoing management of key components of Mountain America's Compliance Management System (CMS). This role manages program governance, data, documentation, · and reporting to support regulatory co ...

The Senior Compliance Analyst is a critical member of Mountain America's Compliance Risk team that assists in managing compliance risk and · preventing violations or enabling early detection of potential violations. ...

The Compliance Risk Coordinator is a critical member of Mountain America's Compliance Risk team that contributes to the overall implementation of the credit union's Compliance Management System (CMS) which involves monitoring and documenting controls, · advising business units on ...

The Client Service Associate is responsible for overseeing client service to serve Wealth Solutions in the most efficient manner and designing processes to enhance Division operations. · Serves as first responder to client requests and concerns. · Gathers information from clients ...