- Develops a mastery of SAX WA investment philosophy and evidence-based investing.
- Creates a personalized Investment Policy Statement and holistic strategy for each client.
- Facilitates the consulting process through the preparation and follow-up of each step of the client experience and active participation in client meetings.
- Monitors the clients' asset allocation, rebalancing of portfolios, trade recommendations by working with our internal trading team.
- Tax loss harvesting recommendations.
- Diligent recording of client communication and use of CRM software
- Wealth analysis input (including client/scenario-based simulations)
- Serves day-to-day client needs and collaborates with team members to ensure the highest level of service.
- Provides on-demand and scheduled reports to advisors and clients, as requested.
- Participates in and contributes to team meetings, as assigned.
- Review quarterly reports for accuracy.
- Tracks and completes any special projects throughout the year, including advisor notifications and year-end RMDs.
- Manages client onboarding process and facilitates new account paperwork with admin team.
- Develops an area of expertise on a firm process and/or advanced planning topic to add value to the firm.
- Engages in business development efforts and supports firm's strategic priorities.
- Bachelor's degree (preferably finance/financial planning concentration or accounting)
- 2+ years of equivalent work experience in the financial services industry is required.
- Series 65 or 66 required
- CFP designation or exam ready (course work completed)
- Knowledge of personal and small business taxes is preferred.
- Familiarity with Financial and Tax Planning
- Working knowledge of Windows Operating systems & Microsoft Office
- Experience with tools used on daily basis – CRM, Custodians, Financial Planning Software, and other Portfolio Management tools is a plus.
- Attention to accuracy and detail.
- Strong interpersonal skills and the ability to work well with others and communicate with various personality types and levels of expertise.
- Ability to multi-task and quickly switch priorities when necessary to manage deadlines.
- Must be organized and efficient in a demanding work environment.
- High personal standards and sound judgement
- Ability to think critically and to process complex financial scenarios.
- Open and receptive to feedback and coaching
- Generous Paid Time Off and Holidays
- Paid Volunteer Day
- Health and Wellness Initiatives and Incentives
- Medical, Dental, Vision and Life Insurance
- Short- and Long-Term Disability
- Flexible Spending Accounts
- Tuition Reimbursement for Advanced Degrees
- 401K Plans with Sax Matching Contribution
- Summer Fridays
- Employee Referral Bonus
- Firm-Sponsored Events and much more
-
Associate Wealth Advisor
1 week ago
SAX LLP Parsippany, United StatesSax Wealth Advisors, LLC is an independent registered investment advisor offering strategic long-term financial and estate planning built on trust, integrity, and meaningful client relationships. With over $2 billion in collective assets, Sax Wealth Advisors is able to maintain a ...
-
Associate Wealth Advisor
2 weeks ago
Sax LLP Parsippany, United StatesSax Wealth Advisors, LLC is an independent registered investment advisor offering strategic long-term financial and estate planning built on trust, integrity, and meaningful client relationships. With over $2 billion in collective assets, Sax Wealth Advisors is able to maintain a ...
-
Associate Wealth Advisor
6 days ago
Sax LLP Parsippany, United StatesSax Wealth Advisors, LLC is an independent registered investment advisor offering strategic long-term financial and estate planning built on trust, integrity, and meaningful client relationships. With over $2 billion in collective assets, Sax Wealth Advisors is able to maintain a ...
-
Wealth Management Advisor
2 weeks ago
PONTEMLA New York, United StatesOur client, a wealth management firm in Midtown is looking for a talented professional with high capacity to build a financial planning practice as an advisor. · This is an entrepreneurial opportunity to build a business while having access to support. If you are looking for the ...
-
Wealth Management Advisor
2 weeks ago
Northwestern Mutual New York, United StatesThrough a distinctive, whole-picture planning approach, Northwestern Mutual Wealth Management and Financial Advisors empower their clients to make the most of every single day and plan for important moments in their future. They combine their licensed expertise with a personalize ...
-
Associate Wealth Advisor
1 week ago
Sax LLP Parsippany, United StatesSax Wealth Advisors, LLC is an independent registered investment advisor offering strategic long-term financial and estate planning built on trust, integrity, and meaningful client relationships. With over $2 billion in collective assets, Sax Wealth Advisors is able to maintain a ...
-
Wealth Management Advisor
12 hours ago
Northwestern Mutual New York, United States**Wealth Management Advisor | Tri-Harbor Financial Group** · A career with Northwestern Mutual not only provides outstanding income potential but will provide you the opportunity to impact the lives of others in a professional setting that emphasizes and values relationships and ...
-
Wealth Management Advisor
3 days ago
Northwestern Mutual New York, United States**Financial Advisor ** · A career with Northwestern Mutual brings mutual success. When you bring your talent, hard work, and experience, we offer the training, mentorship, and resources to help you achieve your definition of success and discover your unlimited potential - in lea ...
-
Wealth Advisor
3 weeks ago
Peapack-Gladstone Bank Summit, United StatesPeapack-Gladstone Bank is a well-recognized, high-performing boutique bank; a leader in wealth, lending and deposit solutions, capable of providing the most sought-after products and services that fulfill all of our clients' needs. We offer an innovative approach to private banki ...
-
Wealth Advisor
3 weeks ago
Peapack-Gladstone Bank Summit, United StatesPeapack-Gladstone Bank is a well-recognized, high-performing boutique bank; a leader in wealth, lending and deposit solutions, capable of providing the most sought-after products and services that fulfill all of our clients' needs. We offer an innovative approach to private banki ...
-
Risk Strategies New York, United StatesEssential Day-to-Day Duties and Activities · - Answer phones, schedule appointments, and prepare materials for client meetings · - Keep client management systems up-to-date with client information · - Assist with information and documentation requirements for new and existing acc ...
-
Wealth Management Advisor
3 weeks ago
Northeast Private Client Group Roseland, United StatesCompany Description · Northeast Private Client Group is a boutique financial services advisory firm located in Roseland, NJ. We are key business strategists and critical thinkers, serving entrepreneurs and professionals to build real wealth, including multigenerational wealth. O ...
-
Wealth Management Advisor
2 weeks ago
Northeast Private Client Group Roseland, United StatesCompany Description · Northeast Private Client Group is a boutique financial services advisory firm located in Roseland, NJ. We are key business strategists and critical thinkers, serving entrepreneurs and professionals to build real wealth, including multigenerational wealth. Ou ...
-
Wealth Advisor
1 week ago
JK Executive Strategies, LLC New York, United StatesWealth Advisor, Associate · Rochester, NY · JK Executive Strategies is partnering with a well-respected financial services firm in search of a Wealth Advisor, Associate to join its team. The Wealth Advisor will be responsible for servicing an existing book of business by assist ...
-
Wealth Advisor
1 week ago
JK Executive Strategies LLC New York, United StatesWealth Advisor, Associate · Rochester, NY · JK Executive Strategies is partnering with a well-respected financial services firm in search of a Wealth Advisor, Associate to join its team. · The Wealth Advisor will be responsible for servicing an existing book of business by assi ...
-
Wealth Advisor
3 weeks ago
EisnerAmper Iselin, United StatesJob Description · At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. Yo ...
-
Wealth Advisor
1 week ago
Lee Nolan & Koroghlian LLC Saddle Brook, United StatesYou've spent a good portion of your career building the practice you envisioned. You also know that the next step of your journey would benefit from a bold, forward-thinking partner. We respect your experience and your expertise. At our firm, you'll have the freedom to build your ...
-
Wealth Advisor
4 days ago
Lee Nolan & Koroghlian LLC Saddle Brook, United StatesYou've spent a good portion of your career building the practice you envisioned. You also know that the next step of your journey would benefit from a bold, forward-thinking partner. We respect your experience and your expertise. At our firm, you'll have the freedom to build your ...
-
Wealth Advisor
3 weeks ago
Lee Nolan & Koroghlian LLC Saddle Brook, United StatesYou've spent a good portion of your career building the practice you envisioned. You also know that the next step of your journey would benefit from a bold, forward-thinking partner. We respect your experience and your expertise. At our firm, you'll have the freedom to build your ...
-
Wealth Advisor
1 week ago
EisnerAmper Iselin, United StatesJob Description · At EisnerAmper, we look for individuals who welcome · new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. ...
Associate Wealth Advisor - Parsippany, United States - SAX LLP
Description
Sax Wealth Advisors, LLC is an independent registered investment advisor offering strategic long-term financial and estate planning built on trust, integrity, and meaningful client relationships. With over $2 billion in collective assets, Sax Wealth Advisors is able to maintain a boutique-style firm feel, while having a larger overall focus on client's financial goals. As a wholly owned subsidiary of SAX LLP, an accounting, tax and advisory firm, Sax Wealth Advisors provides a wide range of solutions to help prepare for your future and enhance your financial position at every stage of life. Sax Wealth Advisors is registered with the Securities Exchange Commission and complies with the highest fiduciary standards. We are Fee-Only advisors focused solely on your priorities and goals, and never on selling proprietary investment products.
We are actively seeking a full-time Associate Wealth Advisor to join our growing firm in Parsippany, NJ office. You will work hybrid schedule; 3 days in the office and 2 days remotely.
Summary:
The Associate Wealth Advisor (AWA) assists each advisor with the operational needs of his or her clients, helps to manage client relationships, and actively participates in the advanced planning process. The AWA develops and maintains a good working relationship with clients and advisors. This is accomplished through ongoing communication, excellent client service and outstanding operational support. In addition, this individual will work to assist with updating/inputting client financial data into various analysis tools, following up with clients on financial planning action items, and facilitating account paperwork and portfolio rebalancing activities with the appropriate admin and trading teams internally. The AWA often becomes an intermediate line of communication between advisors and their clients.
Essential Duties and Responsibilities:
Additional Responsibilities:
Qualifications:
Education and/or Work Experience
Specialized Skills
Other Qualifications:
Comprehensive Benefits Package includes:
To learn more about SAX Wealth Advisors, visit our website at
Sax Wealth Advisors is an Equal Opportunity Employer.