Vice President, Regulatory Oversight Management - New York, NY, United States

The perfect candidate will take charge of overseeing and managing claims related to a construction program. A deep understanding of New York City Labor Law is essential. · ...

The Role As Manager Business Oversight at Fidelity Digital Assets you will play a key role in developing and maintaining comprehensive first-line of defense programs for existing and new business initiatives in the digital assets space. · ...

SMBC Group is a top-tier global financial group headquartered in Tokyo with over 80,000 employees worldwide. The company offers a diverse range of financial services including banking, leasing securities credit cards consumer finance. · Sumitomo Mitsui Financial Group Inc SMFG is ...

The Head of Americas Division Capital Management Oversight will play a key role within the organization and will lead a small team with a mandate to oversee capital adequacy and capital management across different legal entities and jurisdictions in the region. · ...

The SMBC Group is seeking an Executive Director to join the Treasury Risk Management group as Head of Americas Division Capital Management Oversight. The role will oversee capital adequacy and capital management across different legal entities and jurisdictions in the region. · B ...

Lensa is a career site that helps job seekers find great jobs in the US. SMBC Group is seeking an Executive Director to join the Treasury Risk Management group as Head of Americas Division Capital Management Oversight. · ...

The SMBC Group is a top-tier global financial group headquartered in Tokyo with a 400-year history. · SMBM offers a diverse range of financial services including banking leasing securities credit cards and consumer finance. · This role requires knowledge of bank capital regulator ...

The Treasury Risk Management group is a risk function within the Risk Management Department Americas Division (RMDAD) that oversees the treasury risks and balance sheet strategy of SMBC branches and subsidiaries in the region; · the group provides risk oversight that extends to l ...

The Global Holdings Reporting (GHR) team centrally manages and executes mandatory securities‑holdings disclosures to regulators and exchanges worldwide. We're a close‑knit, global group known for collaboration, market expertise, and a strong risk‑and‑control mindset. · Responsibl ...

As the Manager Generative AI Advisory Oversight you will serve subject matter expert AI/ML platform system risk analysis including Capital One Generative AI platform Agentic AI system architectures. · Provide technical leadership assessing architecture security requirements contr ...

+We're seeking a future team member for the role of Senior Associate, Regulatory Oversight Management to join our Global Holdings Reporting team. · +Bachelors degree or the equivalent combination of education and experience is required. · 3-6 years of total work experience prefer ...

+ Manage AI/ML platform and system risk analysis + Collaborate with cyber and technology teams + Perform risk assessments and advise on AI/ML roadmap + Develop risk guidance for safe adoption of emerging technologies ...

We're seeking a future team member for the role of Senior Associate, Regulatory Oversight Management to join our Global Holdings Reporting team. This role is located in New York, NY. · ...

The Senior Manager, Security Governance and Oversight will support RBC's US CISO organization in leading strategic efforts to comply with governmental and other regulatory mandates as well as identify and adopt security and governance best practices. · Coordinate and prepare exec ...

+Job summary · +Work as a Senior Manager in Financial Crime Risk Oversight at TD Bank. · +ResponsibilitiesThe Senior Manager, Financial Crime Risk Business Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance ...

The ideal candidate should possess experience in handling various financial instruments such as equity derivatives structured liquidity derivatives trading exotic/equity options complex derivatives proactive engagement business mindset rather than passive observation second line ...

The Senior Manager, Insider Risk Detection Oversight, is responsible for governing insider risk detection controls including internal fraud against the firm and customers. · ...

The Trading Risk Oversight team within Market and Treasury Risk Management performs oversight of trading activities including the Fixed Income, Equities, Foreign Exchange, and Interest Rate and Commodity Derivatives trading desks. The team performs a broad range of quantitative a ...

The Senior Manager, · Insider Risk Detection Oversight, · a senior individual contributor in the first line of defense, · is accountable for the governance,effectiveness oversight,and program management of insider risk detection controls,inclusing internal fraud against the firm ...

+Senior manager technology change risk oversight capital one cloud native solutions cybersecurity. · Provide technical leadership in assessing practices designing developing testing implementing cloud native solutions crucial business problems thoughtful use industry best practic ...