Trade Compliance Analyst - Port Washington

The Trade Compliance Analyst plays a critical role in supporting a global sourcing organization operating in an increasingly complex trade and tariff environment. · This position is responsible for ensuring accurate trade compliance including HTS classification tariff application ...

The IT Compliance Analyst serves as a member of the IT Compliance team assisting day-to-day governance risk and compliance GRC operations PCI and coordination with internal and external auditors. · Serve as a liaison for internal and external IT audits ensuring audit readiness an ...

The IT Compliance Analyst serves as a member of the IT Compliance team, assisting day-to-day governance, risk, and compliance (GRC) operations... · ...

The IT Compliance Analyst serves as a member of the IT Compliance team, · Audit & Assessment Leadership · *Serve as a liaison for internal and external IT audits, · Serve evidence collection, walkthroughs, and control testing; · Manage tracking of findings, remediation plans, and ...

We are seeking an experienced IT Compliance Analyst to play a pivotal role in strengthening and scaling our IT Governance, Risk, and Compliance (GRC) program. · Audit & Compliance ExecutionIT Controls & GRC Operations ...

The Senior Compliance Analyst will report directly to Assistant Vice President, Compliance.Coordinate state policy and rate filing activities and ensure company's compliance with state regulations. · ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S operations. · ...

The Compliance & Privacy Analyst serves as a key steward of client trust by managing security questionnaires, · privacy assessments, · and regulatory compliance activities.Familiarity with frameworks like SOC2,NIST,ISO 27701, · ...

+Weareseekingacollaborativeanddetail‐orientedComplianceAnalyst · (preferably with experience at an investment bank or other regulated financial services or asset · management firm) to support our compliance program. · +Bachelor's degree 2‐4 years of experience in compliance, ris ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S. · operations.In this temporary role you will manage employee disclosures, · trade monitoring,and regulatory documentat ...

US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. · ...

The FIU Analyst may also be a subject matter expert in nuanced areas of TM and responsible for training newer hires.The FIU Analyst may be tasked with the supervision and quality control of the staff's completion of alert reviews and SAR filings on a temporary basis. · ...

We are partnering with a leading global hedge fund to recruit a Compliance Analyst to join its US compliance team. · This role offers genuine visibility into compliance decision-making at a global investment firm.Key Responsibilities · Assist with trade surveillance, market abuse ...

+We are seeking an entry-level Compliance Support professional to assist in supervising agent activities. · +This position offers an excellent opportunity to gain hands-on experience in insurance and securities compliance within a dynamic, collaborative environment. · +Assist in ...

Job Title: Compliance Analyst · Maintain associated persons (AP) list, licenses and supervisory reporting map. · Review workflow queues and reports, e.g., FINRA Web CRD. · ...

The Compliance & Privacy Analyst serves as a key steward of client trust by managing security questionnaires, privacy assessments, · & regulatory compliance activities. · ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

A Compliance Analyst will focus on surveillance and monitoring activities while collaborating closely with legal, compliance, technology, and business stakeholders to support the firm's regulatory obligations. · Analyze outputs from internal surveillance tools to identify potenti ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...