- 7+ years experience
- Bachelors Degree or Equivalent experience
- In depth knowledge of or certification in law, rule, regulation or area of coverage
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Control Room Operator
3 weeks ago
Polivka International Charlotte, United States· POSITION SUMMARY: · The primary roles and responsibilities for this position are effective operation of kilns by monitoring, assessing, and controlling temperature profiles displayed on a computer terminal. Responsible for maintaining documentation and recording data daily to ...
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Control Room Operator
1 week ago
Martin Marietta China Grove, United StatesThis position is responsible for safely and efficiently starting and regulating plant processing equipment. The Control Room Operator will run and monitor plant operations from a centralized location under the direction of the Plant Manager and Forem Control Room, Operator, Proce ...
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Control Room Operator
3 weeks ago
Martin Marietta Concord, United States· Position Summary · This position is responsible for safely and efficiently starting and regulating plant processing equipment. The Control Room Operator will run and monitor plant operations from a centralized location under the direction of the Plant Manager and Foreman. · ...
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Registered Nurse
2 days ago
Atrium Health Charlotte, United StatesOverview · 10A · is a medical telemetry unit that provides 24-hour care to the adult population. · This unit received the Heart of Nursing award recognizing each team members commitment to process improvement and improving quality and safety outcomes for our patients . Patients a ...
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Food & Beverage Supervisor
1 week ago
Holiday Inn Charlotte University Place Charlotte, United StatesThe Holiday Inn Charlotte University Place is currently hiring a Food & Beverage Supervisor. · If this sounds like a good fit for you, apply today · Responsibilities:To assist the Food & Beverage Manager in the supervision of all activities relating to the Food and Beverage depar ...
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Motion Recruitment Charlotte, United States ContractContract Duration: 3 months · Company Overview: Our organization partners with public sector entities to deliver innovative and secure technology solutions. We are currently seeking a Jr-Mid Level Audio Visual Technician to assist in upgrading devices and setting up conference ro ...
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Registered Nurse
1 week ago
Atrium Health Charlotte, United States Full time10A is a medical telemetry unit that provides 24-hour care to the adult population. This unit received the Heart of Nursing award recognizing each team member's commitment to process improvement and improving quality and safety outcomes for our patients . Patients are admitted w ...
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Certified Surgical Technologist
3 weeks ago
Adecco Charlotte, United StatesAdecco Medical & Science is seeking a Certified Surgical Technologist (CST) in Charlotte, North Carolina This role is in person / on site. Please read below and apply today for consideration. · Type: Three-month contract, opportunity for extension or fulltime offer · Schedule: Mo ...
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Food & Beverage Supervisor
4 weeks ago
Holiday Inn Charlotte University Place Charlotte, United States· The Holiday Inn Charlotte University Place is currently hiring a Food & Beverage Supervisor. · If this sounds like a good fit for you, apply today · Responsibilities · To assist the Food & Beverage Manager in the supervision of all activities relating to the Food and Bevera ...
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Outlet Supervisor
4 weeks ago
StepStone Hospitality Charlotte, United StatesThe Le Meridien Sheraton Charlotte Hotel is currently seeking dynamic and motivated individuals for the position of Outlets Supervisor to join our team at our StepStone Hospitality managed hotel. The supervisor is critical to ensuring exceptional hospitality and is responsible fo ...
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GRC Security Analyst
4 weeks ago
Enpro Inc. Charlotte, United StatesSUMMARY: · Enpro is currently seeking a Governance, Risk, & Compliance (GRC) Analyst to join our corporate Information Security Team based in Charlotte, NC. Reporting to the Director of Information Security, the GRC Analyst will be responsible for driving the execution of the GRC ...
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CT Technologist
2 weeks ago
N2S Healthcare Staffing Solutions LLC Charlotte, United StatesTitle: CT Tech · Locations: Charlotte, NC 28210 · Duration: 13 weeks · Shift: Night/Mon - Fri 5p - 1:30a · Job Summary · The CT Technologist performs diagnostic CT procedures by department protocols and standards. · They ensure the safety and comfort of patients while producing ...
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Executive Housekeeper
1 week ago
Primo Investments LLC Charlotte, United StatesPosition Summary: · Responsible for supervision, labor, and cost control of the housekeeping department while providing the highest quality of cleanliness for the hotel in accordance with the standards of cleanliness for both the guest rooms and public areas; while maintaining gu ...
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Atrium Health Charlotte, United StatesOverview · Job Summary · The Nurse Aide I assists in providing patient care under the direct supervision of the Registered Nurse. Assists in maintaining a clean, safe patient environment and performs job responsibilities in a safe manner. Maintains clinical and professional compe ...
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Oral Surgery Assistant
3 weeks ago
Adecco Charlotte, United StatesAdecco Medical & Science is seeking an Oral Surgery Assistant in Charlotte, North Carolina This role is in person / on site. Please read below and apply today for consideration. · Type: Three-month contract, opportunity for extension or fulltime offer · Schedule: Monday – Friday, ...
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Atrium Health Charlotte, NC, United StatesOverview This position is Sign-On Bonus eligible. In addition to the sign-on bonus, new teammates at Atrium Health are eligible for robust benefits packages and paid time off. Job Summary Our team members are part of an environment that fosters health, hope and healing-for all, d ...
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Sous Chef
4 weeks ago
Southminster Charlotte, United StatesJob Details · Job Location Southminster - Charlotte, NC Position Type Full-Time/Part-Time Education Level Not Specified Job Shift Any Job Category Restaurant - Food Service Description · Our Full-Time Benefits include: · * Competitive pay · * Up to 6% matching on our 403B retir ...
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Atrium Health Charlotte, United StatesOverview · This position is Sign-on Bonus eligible. In addition to the sign-on bonus, new teammates at Atrium Health are eligible for robust benefits packages, paid time off, and opportunities for career advancement. · Job Summary · Our team members are part of an environment tha ...
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Registered Nurse
2 days ago
Atrium Health Charlotte, United StatesOverview · This position is Sign-On Bonus eligible. In addition to the sign-on bonus, new teammates at Atrium Health are eligible for robust benefits packages and paid time off. · 10A · is a medical telemetry unit that provides 24-hour care to the adult population. · This unit re ...
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Traffic Signal Installer
3 days ago
American Lighting And Signalization, LLC Charlotte, United States Full timeShare Share Email Tweet Share · Job Title: Traffic Signal Installer · Do you enjoy working outdoors? Do you like working independently as part of a larger team? · This position is responsible for installing and repairing traffic control equipment. · Don't wait for opportunit ...
Compliance and Operational Risk Manager- Control Room - Charlotte, United States - Hispanic Technology Executive Council
Description
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world.
Were devoted to being a diverse and inclusive workplace for everyone.We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference.
Join usJob Description:
This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management (CORM) Program.
Key responsibilities include identifying, escalating, and mitigating risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes and trends, and conducting analysis for new and emerging risks.
Responsibilities:
Assesses risks, associated controls and their effectiveness, driving compliance with applicable laws, rules, and regulations and adhering to policies
Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures
Identifies and escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, including opening new issues based on risk severity in the centralized issues tool
Manages inventory of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities
Analyzes and interprets applicable laws, rules, and regulations to provide clear and practical advice to stakeholders, and identify and manage risks including monitoring the regulatory environment to identify regulatory changes applicable to area(s) of coverage and maintaining a comprehensive regulatory inventory, while supporting communication of regulatory changes to the FLU/CF and ensuring that policies, standards, procedures and/or processes are appropriately implemented or amended to address regulatory requirements
Responds to regulatory inquiries, other audits, and examinations and identifies regulatory training needs supporting the development of the training curriculum
Reviews and challenges FLU/CF process, risk, Single Process Inventory and FLU/CF Risk and Control Self-Assessment related to themes or trends, while monitoring the regulatory environment to identify regulatory changes applicable to area(s) of coverage
Skills:
Advisory
Regulatory Compliance
Reporting
Risk Management
Written Communications
Active Listening
Analytical Thinking
Interpret Relevant Laws, Rules, and Regulations
Negotiation
Policies, Procedures, and Guidelines Management
Adaptability
Business Process Analysis
Issue Management
Monitoring, Surveillance, and Testing
Job Description Summary
The Global Control Room (GCR) has a business-critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing the flow of Material Non-Public Information between different areas within Global Banking, Global Markets & International business lines.
GCR also plays a key role in assisting lines of business in implementing, monitoring, testing and enforcing the Enterprise Information Wall Policy.
This position is part of the Americas Control Room covering US, Canada, and Latin America.Responsibilities of the role include but are not limited to:
Review
Investment Banking (IB) transactions
for potential addition(s) to the Watch List and/or Restricted List. Follow up with IB to receive deal updates.
Review of
Sustainability & Global Research reports
prior to public dissemination against the Watch or Restricted List in accordance with Laws, Rules, and Regulations.
Provide
Global Markets
principal/firm trade preclearance on restricted list issuers.
Provide information wall subject matter expertise/consultation to support all lines of business and support partners.
Assist with the training of new hires and junior team members.
Respond to AMRS regulatory Inquiries, lead/facilitate meetings with Research Legal and Investment Banking Legal.
Manage day to day Control Room processes.
Assist AMRS manager in Quality Assurance reviews for the AMRS team.
Provide training and awareness to the lines of business and their support partners on information wall topics.
Contribute to global technology initiatives via idea generation, UAT testing or working alongside Global Tech and Operations support partners.
Required and Desired Candidate Qualifications:
Shift:
1st shift (United States of America)
Hours Per Week:
40
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