Director of Compliance - Urbandale, IA

Only for registered members Urbandale, IA, United States

1 month ago

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Job summary

This position will work directly with the Chief Compliance Officer (CCO)/ Chief Operating Officer (COO) and will manage and oversee compliance related functions for Brokers International Financial Services, LLC.

Responsibilities

  • Assist CCO in development and maintenance of firm policies, procedures, and guidelines.

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