Vice President Compliance - Chicago, IL, USA

The Compliance Officer is responsible for monitoring and enforcing information barriers between public and private sides of the business. · Provides advice and guidance to assigned business/group on implementation of solutions aligned to regulatory risk appetite based on an under ...

The Compliance Officer is a fundamental contributor to the successful management of the Firm's Insider and Proprietary information. · This role assists in implementing maintaining administering specific compliance program Coordinates performs risk assessment monitoring testing su ...

The Compliance Officer will become part of a global team responsible for supporting the US Investment Banking and Research teams. The position involves monitoring and enforcing information barriers between public and private sides of the business. · Frequent contact with Business ...

The Compliance Officer will support the US Investment Banking and Research teams in Chicago. They will monitor and enforce information barriers between public and private sides of the business. · ...

We inspire our people to solve complex challenges together because what we do matters. · ...

We are seeking a collaborative individual with a strong understanding of the Investment Advisers Act and FINRA rules and regulations to support our Compliance Consulting team. · ...

We are seeking a Senior Vice President to support our Compliance Consulting team. We are looking for a collaborative individual with a strong understanding of the Investment Advisers Act and FINRA rules and regulations. · ...

At Kroll you will provide support and guidance to asset management firms in managing their SEC and FINRA compliance programs.Developing and implementing customized compliance policies and procedures across a diverse range of clients · Reviewing marketing materials for compliance ...

The Assistant Vice President for Research, Compliance (AVP), reporting directly to the Chief Research Operations Officer (CROO), is a key member of the senior leadership team in Northwestern University's Office for Research (OR). · The AVP keeps the CROO informed of developments, ...

At Kroll, you will provide support and guidance to a wide variety of asset management firms in managing their SEC and FINRA compliance programs. · You will work alongside accomplished senior staff, enhancing your own regulatory expertise, while mentoring junior team members and d ...

The Vice President Senior Compliance CRA Officer role is a hybrid position requiring three days per week onsite at our Northbrook IL office. · ...

We are currently hiring for a Vice President, Compliance Advisor to support multiple Business Units and/or Service Units.This person will report to the Head of Compliance Advisory and Assurance. · Provide Compliance advice, insights and guidance to the Business Units regarding: b ...

This person will provide Compliance advice, insights and guidance to the Business Units regarding: business strategies and projects. · Also assist with Market Conduct Exams and regulatory inquiries where appropriate. · ...

The AI Compliance Officer will closely follow latest trends in responsible AI field for application within own role. · Manages entire lifecycle review process for assigned area. · ...

The AI Compliance Officer is responsible for overseeing the entire lifecycle review process of ICRM AI use cases from ideation to production. They partner with Product and Function ICRM on horizontal use case development and deployment. · Manages the entire ICRM AI use case lifec ...

This position is responsible for developing and maintaining the Consumer and CRA Compliance Management Programs to ensure compliance with all applicable laws and regulations. · The job requires a strong understanding of consumer protection regulations and the ability to analyze c ...

The Vice President of Finance shapes the financial foundation that powers our programs, strengthens our operations, and expands our impact for pets and people across our community. · ...

The organization seeks a COO with strong nonprofit management expertise and business acumen to join their team. The ideal candidate has a record of scaling impact, integrating systems, meeting financial targets, and fostering excellence across complex organizations. · ...

A bilingual candidate is required for this role - English and Spanish speaker. · Operationalize and execute the President & CEO's organizational vision. · Convert the CEO's strategic priorities into clear actionable operational goals. · Develop outcome driven annual quarterly act ...

The Chief Operating Officer (COO) is responsible for turning the strategic vision of the President & CEO into operational reality across all departments and affiliates. · ...