Risk and Compliance Advisor II - Tampa, FL

We seek to be the #1 choice for the military community and their families. The OpportunityWe are seeking a motivated and meticulous SSLDC Risk and Compliance Advisor I to join our team supporting technology groups involved in software development, changes, remediations, and outag ...

We seek a motivated and meticulous SSLDC Risk and Compliance Advisor I to join our team supporting technology groups involved in software development changes remediations and outage management. · ...

Why USAA?At USAA our mission to empower members financial security highly competitive products exceptional service trusted advice. · Embrace fulfilling career at USAA where core values – honesty integrity loyalty service – define how treat each other members. · ...

This senior advisor role involves ensuring compliance with securities and banking rules and regulations within a Business Unit. · The ideal candidate will have extensive knowledge of securities industry concepts and practices, · a bachelor's degree in a related field, · and at le ...

This Senior Advisor supports executive reporting and strategy for Raymond James' Compliance department. · Prepares compliance reports for senior leaders. · Collaborates with cross-functional teams to gather data. · Develops reporting templates and tools. · ...

The Senior Advisor Compliance Capital Markets will work under general supervision using extensive knowledge and skills to ensure compliance with all securities rules and regulations. They will coordinate compliance functions guide efforts act as a liaison between functional areas ...

The Senior Advisor will ensure compliance with all securities and/or banking rules and regulations. They will coordinate compliance functions, guide compliance efforts, and act as a liaison between functional areas. · Coaches and mentors less experienced Compliance associates. · ...

The Vice President of Advisor & Platform Marketing is responsible for defining and leading Concurrent's advisor and platform marketing strategy operating model service delivery. · This role establishes how marketing supports advisors business units firm growth ensuring marketing ...

The Director Advisor & Platform Marketing is responsible for the day-to-day execution and operational management of Concurrent's advisor marketing programs and platform marketing initiatives. · This role partners closely with Investments Planning Operations Retirement Services Te ...

The Advisor Career Development Associate Branch Manager will help drive profitable growth by leading, coaching and developing assigned advisor career development advisors.Train ACD advisors through a standardized training curriculum to become proficient at acquiring financial pla ...

We are seeking an experienced Compliance Officer to manage the firm's marketing and advertising compliance program. This Director-level individual contributor role serves as the firm's subject matter expert on the SEC Marketing Rule and provides regulatory guidance to advisors, i ...

The FOIA/Privacy Act Support Specialist ensures MARCENT complies with federal law in processing Freedom of Information Act and Privacy Act requests. · ...

We will provide you with extensive training, resources, and the support you'll need to be better than your best. · At FFA, we've completely reinvented the concept of financial advice to provide our clients with a whole new level of relaxation for their futures. · ...

+Wealth Advisor Transitions Specialist role involves providing support and training to advisors moving their book of business to Concurrent. You will collaborate with your team to ensure a seamless onboarding experience for new clients. · +-Coordinate client onboarding · -Provide ...

We are looking for a Financial Plan Administrator to organize and coordinate our company's financial planning administration and tracking. · Ultimately, you will help us manage and allocate our resources effectively. · ...

Wealth management associates are critical to the growth of our organization. They help guide others to find their personal success and have a large-scale impact on our clients. · ...

Wealth Management Associate with Future Leadership Opportunity - FL Tampa, St. Petersburg, Sarasota (3981) · ...

Leaders are critical to the growth of an organization. Our management platform affords you the opportunity to have a large-scale impact & help guide others to find their personal success. · ...

We will provide you with extensive training, resources, and the support you'll need to be better than your best. · Being a Florida financial advisor requires a contemporary way of thinking and doing. You don't need prior finance experience to join our team, · but you do need ener ...

A privately held investment and operating organization is seeking a Director of Tax to lead tax strategy across a complex portfolio of entities including trusts estates partnerships and operating companies. · Lead tax planning and strategy across trusts estates partnerships and o ...