Senior Manager, Fixed Income Supervision - Memphis, TN

Only for registered members Memphis, TN, United States

1 month ago

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Job summary

Under general direction with a high level of autonomy uses extensive knowledge and skills in industry regulations and Supervision obtained through education experience specialized training and/or certification related to the business products services operations and regulation of the Fixed Income sales and trading industry Reviews day-to-day trading activity alerts for Fixed Income Sales Dispositions escalations with management as needed May be responsible for coordinating Supervision functions developing training programs acting as liaison between functional areas Contact with business personnel and industry colleagues is required to provide comprehensive solutions to complex problems or needs Understands regulatory Supervision able to complete supervisory reviews which coordinate with Firm policy and regulatory requirements.


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