Deputy Chief Compliance Officer/Counsel - New York

ORGANIZATIONAL OVERVIEW · Urban Resource Institute (URI) is a dynamic, innovative, and well-respected organization founded in 1980 that transforms the lives of domestic violence survivors and homeless families through safe shelter and comprehensive services; delivers prevention a ...

Sr Compliance Counsel role within the Compliance & Ethics Department of STO Building Group. · ...

We are seeking a Senior Compliance Counsel to join our Compliance & Ethics Department. This role will oversee ethics and compliance investigations across the enterprise and serve as a senior advisor to leadership on matters requiring sound judgment. · The ideal candidate will hav ...

We're hiring a Trade Compliance Counsel to help build and mature our sanctions and export controls compliance programs at Anthropic. · This role will provide strategic legal advice on U.S. and international trade compliance matters, · including economic sanctions administered by ...

The Senior Compliance Counsel will lead the Company's ethics and compliance investigations function, integrity-related third-party risk management, and serve as a senior advisor to leadership on matters requiring sound judgment. · ...

The candidate will contribute to the compliance team of a leading investment management firm, focusing on U.S. Registered Funds and ensuring adherence to regulatory standards.Support the Chief Compliance Officer in managing compliance programs, governance matters, and regulatory ...

The STO Building Group is seeking an experienced Labor & Employment Compliance Counsel to oversee employment-related legal and compliance matters across their enterprise. · ...

This Labor & Employment Compliance Counsel role oversees employment-related legal and compliance matters across the enterprise. · ...

STO Building Group is seeking an experienced Labor & Employment Compliance Counsel to oversee employment-related legal and compliance matters across our enterprise. · ...

Position Overview · We are seeking an Associate General Counsel of Compliance to join our team. Reporting directly to the Chief Compliance Officer, you will collaborate with the CCO and other senior leadership to design and implement a successful global compliance program across ...

Contribute to the compliance team of a leading investment management firm, focusing on U.S. Registered Funds and ensuring adherence to regulatory standards. · ...

We see the world differently at Capstone Investment Advisors. You will too. · Capstone Investment Advisors LLC is a global asset manager dedicated to exploring alpha opportunities in derivatives and complementary strategies persisting across market cycles. · ...

We are looking for a qualified and enthusiastic candidate to join the firm's global Legal and Compliance team in a Senior Compliance Officer role. This is a full-time position based out of Capstone's New York City headquarters. · Manage the trade compliance practice area; · Provi ...

A global investment management firm seeks a Compliance Officer in New York. The role reports to senior compliance leadership and works closely with both Compliance and Legal. · Assist with electronic communications reviews to help identify potential policy concerns. · Review and ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

This is Adyen · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  · For our teams, we create ...

A global technology driven financial firm is seeking a Compliance Officer to support its legal and compliance program across multiple trading and operational teams. · ...

The desired candidate has mid to senior level experience providing compliance advisory support for Operations and Regulatory Reporting Groups. The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams ...

An opportunity with a global proprietary trading firm in New York that is looking to add a Compliance Officer to its growing compliance team. · ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...