Due Diligence Compliance Analyst - Sterling, United States - Mainstreet Bank

Mainstreet Bank Sterling, United States

3 weeks ago

Description

Primary responsibilities include:

Compiles compliance banking documentation based on a checklist of needed documentation for potential FinTech/MSB Clients.
Reviews compiled data and establish the risk profile of the potential client based on a predetermined risk structure.
Reports compliance and risk issues and escalate to Compliance Officer and Chief Risk Officer.
Effectively communicate and collaborate with the Avenu Sales team during the documentation gathering process.
Presents their observations to committee members.
Assists with internal auditing.
Monitors and tests the Bank's product and services to ensure compliance with federal and state laws.
Documents monitoring, testing, and auditing work performed as well as any findings.
Conducts follow-up with co-workers and clients to ensure any compliance issues are remedied in a timely manner.
Assists with ongoing review, revision and implementation of compliance policies, procedures, and practices
Helps with ongoing design, revision, and implementation of compliance monitoring protocols
Assist with special investigations and targeted reviews as directed.
Partners with the Compliance Officer to provide regular training for newly hired employees and other banking staff, particularly when any state or federal laws change.

Requirements

Minimum of 3 years of banking or financial compliance experience.
Experience in bank functions , to include but not limited to ACH, Wires, Debit Cards, REG E disputes, eStatements, Identity Theft red flags, Customer Complaint Management.
Knowledge of BSA/AML requirements.
Knowledge of Consumer Deposit Regulations to include; Reg E, Reg DD, Reg P, Consumer Complaints, UDAAP, FCRA, Identity Theft.
Strong ability to read legal text, process it and understand its meaning.
Auditing or compliance review experience is a big plus.
Google Workspace experience preferable.
Must be extremely organized.
Basic understanding of financial institution policies and procedures.
Able to work on projects independently.
Able to be flexible and move from project to project with little notice.
Be a Team Player and communicate effectively with all departments of Avenu and the bank
Possesses positive, can do attitude.

At MainStreet Bank we strive to bring talented, team-oriented individuals on staff to meet and exceed our customers' needs. MainStreet team members enjoy a friendly working environment, opportunity for personal and professional growth, generous benefits and access to resources for improving their well-being.

For more information visit our website at .

MainStreet Bank is an equal opportunity employer. Employment selection and related decisions are made without regard to sex, race, age, disability, religion, national origin, color or any other protected class.

Due Diligence Compliance Analyst

1 week ago

MainStreet Bank Sterling, United States

Primary responsibilities include:Compiles compliance banking documentation based on a checklist of needed documentation for potential Fin. Tech/ MSB Clients. Reviews compiled data and establish the risk profile of the potential client based on a pred Compliance Analyst, Complianc ...
Compliance Analyst

3 weeks ago

Flagstar Bank Troy, United States

Position Title · Compliance Analyst - Complaint Management Oversight · Location · NYCB Plaza -102 (Hicksville, NY) · Job Summary · Regulatory Compliance has many responsibilities related to managing the bank's risk to ensure adherence with compliance requirements. One of the main ...
IT Compliance Analyst

1 week ago

Regeneron Pharmaceuticals, Inc. Troy, United States Full time

We are currently looking to fill an IT Compliance Analyst. Regeneron successfully manufactures a range of biopharmaceuticals for patients worldwide, including our approved therapeutic proteins and those involved in clinical studies. Our IT Compliance Analysts ensure that the IT g ...
Analyst, Compliance

2 weeks ago

Magna International Inc. Troy, United States

Job Number: 63789 · Group: Magna Corporate · Division: Magna Services of America (Troy Office) · Job Type: Permanent/Regular · Location: TROY · Work Style: Hybrid · About us · We see a future where everyone can live and move without limitations. That's why we are developing ...
Analyst, Compliance

1 week ago

Magna International Troy, United States Full time

Job Number: 63789 · Group: Magna Corporate · Division: Magna Services of America (Troy Office) · Job Type: Permanent/Regular · Location: TROY · Work Style: Hybrid · About us · We see a future where everyone can live and move without limitations. That's why we are developing ...
Compliance Analyst

1 week ago

KYYBA Inc Southfield, United States

Title: Compliance Analyst · Location: Southfield, MI Hybrid- 1 day / week onsite) · Duration: 6+ months · Engagement Description · The qualified candidate will be able to research government regulations for the Medicare Advantage program. · The candidate will apply their research ...
Compliance Analyst

1 week ago

Kyyba Southfield, United States

Title: Compliance Analyst · While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required. · Location: Southfield, MI Hybrid- 1 day / week onsite) · Duration: 6+ months · Engagement D ...
IT Compliance Analyst

3 weeks ago

Orion Solutions Group Auburn Hills, United States

Orion Solutions Group is currently in search of an IT Compliance Analyst to join our client on a contract-to-hire basis. You will be responsible for executing IT compliance/audit/regulatory risk reviews and serving as the main contact with the business units. You will be joining ...
Compliance Analyst

3 weeks ago

Saxon Global Pontiac, United States

Must Have: · ITGC testing experience · They want 2-5 years experience · Banking client experience · Notes from Manager: Public accounting experience (right after or fresh) with 2 years ex is ok. Look at the top public accounting firms. · 4 years of experience working in Finan ...
Compliance Analyst

3 weeks ago

LanceSoft Detroit, United States

Job DescriptionThe resource will work three days a week at the client location until fully trained, and thereafter, depending on their progression, they will then work once a week onsite. · The Business Analyst Sr. is responsible for leading and/or supporting processes that ensur ...
Senior Customs Compliance Analyst

2 weeks ago

Magna International Troy, United States

Responsible for determining daily classifications for parts (e.g., HTS and Schedule B) - Analyzing HTS and control data across country regulations to identify country specific HTS and ECCN discrepancies and change management. - Supporting all global Compliance Analyst, Customs, C ...
Senior Customs Compliance Analyst

2 weeks ago

Magna International Inc. Troy, United States

Job Number: 66278 · Group: Magna Powertrain · Division: GO Troy · Job Type: Permanent/Regular · Location: TROY · Group Introduction · Advancing mobility. Making automotive technology that is smarter, cleaner, and safer, while still fun to drive. And making it for everyone. T ...
Business Analyst

1 week ago

SAIC Sterling, United States

Job ID: · **Location**:STERLING, VA, US · **Date Posted**: · **Category**:Information Technology · **Subcategory**:Bus Proc Analyst · **Schedule**:Full-time · **Shift**:Day Job · **Travel**:Yes, 10 % of the Time · **Minimum Clearance Required**:None · **Clearance Level Must Be ...
Regulatory Compliance Analyst

2 weeks ago

TekWissen ® Southfield, United States

Title: Regulatory Compliance Analyst · Work Location: Southfield, MI 48075 · Duration: 6 Months · Job Type: Contract · Work Type: Onsite · Pay Rate: $52-$52/hr · Job Description · Dept: SHS Communications Over · Engagement Description: · The qualified candidate will be abl ...
Regulatory Compliance Analyst

1 week ago

Tekwissen Southfield, United States

Title: Regulatory Compliance Analyst · Work Location: Southfield, MI 48075 · Duration: 6 Months · Job Type: Contract · Work Type: Onsite · Pay Rate: $52-$52/hr · Job Description · Dept: SHS Communications Over · Engagement Description: · The qualified candidate wi ...
Senior Compliance Analyst

3 weeks ago

Robert Bosch Tool Corporation Farmington Hills, United States

Reporting to Compliance Manager North America, the Senior Compliance Analyst will assist with the day-to-day operations of the North America compliance program for U.S. and Canada. The Senior Compliance Analyst will play an integral role in executi Compliance Analyst, Compliance ...
Senior Compliance Analyst

3 weeks ago

TD Bank Falmouth, United States

Location field must contain 'city, state' or a zip code to perform a radius search (e.g., · Denver, CO · or · City and state must be separated by a comma followed by a space (e.g., · Houston, TX ) · TD Bank · Senior Compliance Analyst - Credit Card Regulatory Oversight · in ...
Senior Compliance Analyst

1 week ago

TD Bank Falmouth, United States

Location field must contain 'city, state' or a zip code to perform a radius search (e.g., · Denver, CO · or · City and state must be separated by a comma followed by a space (e.g., · Houston, TX ) · TD Bank · Senior Compliance Analyst – Deposit Product, Fraud & Retail Regula ...
Senior Compliance Analyst

1 week ago

Robert Bosch Tool Corporation Farmington Hills, United States

Job Description · Reporting to Compliance Manager - North America, the Senior Compliance Analyst will assist with the day-to-day operations of the North America compliance program for U.S. and Canada. The Senior Compliance Analyst will play an integral role in executing establish ...
Senior Compliance Analyst

1 week ago

Bosch USA Farmington Hills, United States

Bosch · Senior Compliance Analyst · Farmington Hills , · Michigan · Apply Now · Our strategic objective is to create connected solutions, improving the quality of life worldwide. · Let's grow together, enjoy more, and inspire each other. Work #LikeABosch. · Reinvent yourself ...