Security Compliance Analyst - Doral, FL

Optima Partners is seeking a motivated individual to join our Miami office as a Compliance Analyst. · ...

The Compliance Analyst will support the firm's compliance program with a focus on capital markets and trading activities. · This role is ideal for a detail-oriented professional with foundational compliance or regulatory experience who is looking to grow within a fast-paced hedge ...

This is a unique opportunity to join Optima Partners as a Compliance Analyst in their Miami office. · ...

We are seeking a motivated individual to join our Miami office as a Compliance Analyst. This is a unique opportunity to be part of a 2-year hands-on training program where you'll work alongside experienced consultants and gain exposure to a wide range of compliance topics across ...

Recent graduate looking to launch career in financial compliance and regulation. · ...

We're seeking someone to join our team as a Business Risk Product Specialist to support a critical function focused on ensuring compliance with international cross-border and jurisdictional rules. · The successful candidate will gain valuable exposure to how jurisdictional regula ...

We're seeking someone to join our team as a Business Risk Product Specialist to support a critical function focused on ensuring compliance with international cross-border and jurisdictional rules. · Assess client eligibility for purchasing specific investment products offered wit ...

A well-established financial institution in the Banking Industry is seeking a Senior Compliance Analyst to support and enhance its Consumer Regulatory Compliance Program. · This role will partner closely with Compliance leadership, business units, and internal stakeholders to ens ...

A well-established financial institution in the Banking Industry is seeking a Senior Compliance Analyst to support and enhance its Consumer Regulatory Compliance Program. · ...

This role will oversee AML/KYC compliance and have strong opportunities for career growth. · Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions · ...

The Compliance Analyst will support the Vice President of Regulatory Affairs and Federal Programs in ensuring institutional compliance with federal state accreditation requirements This position is ideal for a detail-oriented professional with strong analytical organizational ski ...

The AML Compliance Analyst ensures efficient identification and monitoring of suspicious activities and transactions in the company. · It analyzes information received from Correspondent Banks and monitors Correspondent Banking activity or addresses AML and economic sanctions rel ...

The Tax Compliance Analyst ensures our multi-entity, multi-state tax operations remain compliant, · accurate and audit-ready across all jurisdictions. You will manage the controls, · reconciliations and reporting that support federal state and local tax compliance. · Monitor and ...

The Regulatory Compliance Analyst will support the Vice President of Regulatory Affairs and Federal Programs in ensuring institutional compliance with federal, state, and accreditation requirements. · Support administration of Title IV financial aid compliance. · Assist with gain ...

This role will oversee AML/KYC compliance and have strong opportunities for career growth. · Bachelors degree or relevant experience · 1-3+ years of AML experience · ...

We are seeking an experienced AML Compliance Analyst to join our team. The ideal candidate will have a strong understanding of KYC regulations and experience in reviewing account opening documents. · * Review account opening documents* Review KYC for potential prospects and exist ...

A well-established investment management firm with a national footprint is seeking a senior compliance professional to join its investment compliance team. · ...

This position is responsible for reviewing account opening documents and understanding BSA/AML/OFAC regulations. · Review account opening documents. · Review KYC for potential prospects and existing clients. · ...

A well-established investment management firm with a national footprint is seeking a senior compliance professional to join its investment compliance team. · ...

Assist in the design and rollout of a custody program in accordance with applicable regulations. · Maintain records and assist in reporting obligations related to custody services. · Provide support in training staff on custody-related compliance topics. · ...

Assist in the design and rollout of a custody program in accordance with applicable regulations. · Draft and maintain policies and procedures related to custody operations. · Conduct compliance monitoring and testing activities to identify potential risks and ensure adherence to ...