Nick Dockery

Vice President | Financial Services | Enterprise-wide Risk Management | Driving Financial Innovation & Client Growth | Risk Solutions Provider for all 3 LOD | Operational Risk | Governance

Risk Management Director

Accomplished risk management leader with a proven track record of building effective teams, driving strategic risk initiatives, cultivating key relationships, and engaging stakeholders.

Known as a passionate, results-oriented risk management leader with 15 years of experience delivering excellence in risk-related services, including, enterprise-wide risk frameworks, risk exposure and assessments, comprehensive risk mitigation, compliance monitoring, risk policies, internal audit and testing support, process optimization and automation, governance and oversight, issue remediation, contract negotiation, product survey governance, and complaint monitoring.

University of Tennessee, Knoxville, TN

Bachelor of Business Administration 

Major: Dual Concentration in Finance and Internal Audit

Honors and Associations:

Recipient of Tom and Linda Morris Academic Scholarship, Financial Management Association, Phi Sigma Theta National Honor Society, National Scholars Honor Society, and Member Sigma Alpha Epsilon