Ma. Joy Baldeviso

Hi,

Good Day!

Hope you are well.  I am interested in rendering my experiences and qualifications to your company.

My years of endeavors with JPMorgan Chase Bank strengthen my knowledge and interest in information technology, new account opening, bank transactions, standard settlements instructions set-up, data maintenance, bank mandate set-up data checks, and AML/KYC checks in line with the international standard. I have worked closely with our counterparts in Luxembourg, Ireland, and Bangalore, India in providing Investment Banking support to our clients.

I look forward to hearing from you.

Thank you,

Ma. Joy Baldeviso

• Having 12+ years of Industry experience in global financial industry with solid understanding of Business Requirements Gathering, Evaluating Data Sources, and AML/KYC checks.
• Hands-on working experience in Transfer agency systems such as Fenergo, Multifonds Global Investor (MFGI), and Global Funds Administration System (GFAS).
• Developed an in-house system to research all aspects of Anti-Money Laundering checks
• Strong understanding of banking requirements and regulatory compliances, CCAR (Comprehensive Capital Analysis and Review) Regulatory Reporting, Bank Secrecy Act, Customer Identification Program (KYC- Know Your Customer). 
• Knowledge and exposure working with various regulations and compliance such as FINRA, FINCEN, AML, AFC and KYC. Designed and implemented solutions pertaining to regulations and avoid fraud scenarios.
• Excellent knowledge in Asset Management, Wealth Management, Investment Banking, Capital
• Experience in operational analytics, project management, and quality assurance with emphasis on process improvement.
• Worked as a Techno-Functional resource with a strong knowledge of Banking domain, SWIFT messaging system
• Strong Knowledge in Retail Banking Operations such as CRM operations, Banker Incentives, Account Opening and Maintenance, IRAs, ATM Card Processing, Card Management and Authorization.
• Market, Derivative products. such as Options and Futures, Credit Card, Insurance, Bonds, 
• Knowledge in the ETL (Extract, Transform and Load) of data into a data warehouse/date mart and Business Intelligence.
• Experience in queries and optimizing the queries in Oracle.
• Excellent understanding of EFT system (such as ACH, Fed Wire, BACS, CHIPS, FIX, SMAC, Automated Cash management and Prime Brokerage). Knowledge of Online Banking and the whole Fund Transfer process.
• Strong knowledge in Automated Clearing House (ACH), Bank Clearing System, Electronic Funds Transfer (EFT).
• Strong experience in conducting User Acceptance Testing (UAT) and documentation of Test Cases. Expertise in designing and developing Test Plans and Test Scripts.

• Manage new business request received and facilitate the Know Your Customer / Anti-Money Laundering process.
• Act as subject matter and due diligence expert to guide clients through the Know Your Customer requirements which may fulfill due diligence requirements.
• Conduct in-depth analysis on the ownership structure of the client on publicly available sources (not limited to company registries).
• Conduct clients PEP and Negative Media screening on World Check as well as OFAC screening.
• Conduct client due diligence (CDD) and enhanced due diligence (ECDD) in accordance with internal policies, procedures and regulatory guidelines.
• Analyze Anti-Money Laundering risks associated with the client from technical perspective, identify and escalate potential risk and operational issues as appropriate.   
• Understand the firm’s Know Your Customer / Anti-Money Laundering requirements when completing documentation inclusive of Customer Identification program, Standard Due Diligence and Enhanced Due Diligence.
• Captured pricing data using Bloomberg and Reuters terminals; to implement and maintain a strategic repository of global pricing for both internal and vendor sources; along with SWIFT Messaging functionalities
• Confidential handling and maintenance of sensitive client data and documentation.   
• Communicating/escalating issue to management in a timely manner as appropriate.
• Register investor transactions, account opening registration, perform static data changes to the accounts as per client’s request, maintain the investor registers and ensure that the transactions are processed accurately.   
• Work with business partners to help resolve any data errors and inconsistencies identified.   
• Maintain the highest individual and team standards for quality assurance as it relates to all investors fund activity.   
• Drive process improvements and implement process changes as necessary.
• Conducting sessions with Stakeholders/Clients to understand the requirements in depth using MS Word.
• Developing and implementing testing strategies and management processes.
• Strong understanding of Equities and Fixed Income products with respect to Brokerage Operations, Margin trading and Securities Lending. Worked on trade capture (OMS), Middle office operations and Back-office settlements with DTCC.
• Strong Subject Matter expertise in Investment Banking, Fixed Income, Equities, Equity Trading Cycle, Portfolio Analysis, Bonds and Bond Trading Cycle, Bond Pricing, Derivatives, Portfolio Management and Wealth Management.