Jobs
>
Tampa

    Compliance Product Sr Officer I - Tampa, United States - Citi

    Citi
    Citi Tampa, United States

    3 weeks ago

    Citi background
    Full time
    Description

    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) Customer and Client Protection Team with oversight responsibilities for, at a minimum, Flood activities horizontally and consumer compliance-related Third-Party activities. The officer is responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.

    Responsibilities:

  • Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices to: 1) help ensure compliance with FDPA horizontally across the firm, and 2) to help oversee and execute a consumer compliance focused Third-Party oversight framework.
  • Serving as a subject matter expert on Citi's Compliance programs in relation to in-scope coverage areas. Provides expert guidance on regulations / processes / functions / businesses / products on a real-time basis to manage consumer compliance risk.
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
  • Assist in executing a horizontal, consumer-compliance focused program and assisting with risk evaluation projects such as horizontal risk assessment, risk and control evaluation, etc.
  • Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
  • Translates ICRM strategy and goals across Citi's clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs.
  • Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product.
  • Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact.
  • Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge.
  • Participating in industry groups and trade association working groups or other forums.
  • Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
  • Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit.
  • Designing and lead compliance and control reviews.
  • Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance.
  • Additional duties as assigned.

    • Qualifications:

  • Expertise of Compliance laws, rules, regulations, risks and typologies;
  • Strong background in Flood (FDPA) regulation work in compliance, risk or audit preferred
  • Excellent written, verbal and analytical skills
  • Must be a self-starter, flexible, innovative and adaptive;
  • Highly motivated, strong attention to detail, team oriented, organized
  • Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
  • Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
  • Experience in managing regulatory exams and relationships with examiners, auditors, etc.
  • Awareness of regulatory requirements including local and US laws, international and industry standard
  • Advanced knowledge in area of focus
  • Related certifications desirable

    • Education:

  • Bachelor's degree or equivalent experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; strong working knowledge of function/business/product and the related operations and financial requirements; previous experience managing a diverse staff; Advanced degree a plus

    • Job Family Group:

    Compliance and Control

    Job Family:

    Product Compliance Risk Management

    Time Type:

    Full time

    Primary Location:

    Ofallon Missouri United States

    Primary Location Full Time Salary Range:

    $145, $218,760.00

    Anticipated Posting Close Date:

    Jun 28, 2024

  • Citigroup Inc.

    Compliance Product Officer

    3 weeks ago

    Citigroup Inc. Tampa, United States

    Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, p Compliance, Officer, Product, ...

  • Citigroup Inc.

    Compliance Product Officer

    3 weeks ago

    Citigroup Inc. Tampa, United States

    Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and de ...

  • Citigroup

    VP, Compliance Product Officer

    3 weeks ago

    Citigroup Tampa, United States

    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliv ...

  • Citigroup Inc.

    VP, Compliance Product Officer

    3 weeks ago

    Citigroup Inc. Tampa, United States

    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliv ...

  • Hispanic Technology Executive Council

    VP, Compliance Product Officer

    3 weeks ago

    Hispanic Technology Executive Council Tampa, United States

    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliv ...

  • Citigroup Inc

    Compliance Product Senior Officer I

    1 week ago

    Citigroup Inc Tampa, United States

    Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and ...

  • Hispanic Technology Executive Council

    Compliance Product Officer

    3 weeks ago

    Hispanic Technology Executive Council Tampa, United States

    Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and de ...

  • Citigroup Inc

    Compliance Product Officer

    2 weeks ago

    Citigroup Inc Tampa, United States

    Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and de ...

  • Citigroup Inc

    Compliance Product Officer

    3 weeks ago

    Citigroup Inc Tampa, United States

    Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and de ...

  • Citibank

    Compliance Product Officer

    3 weeks ago

    Citibank Tampa, United States

    Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and de ...

  • Citigroup Inc.

    SVP, Compl Product Sr Officer I

    3 weeks ago

    Citigroup Inc. Tampa, United States

    Serves as a senior Finance & Risk compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a r ...

  • Hispanic Technology Executive Council

    VP, Compliance Product Officer

    3 weeks ago

    Hispanic Technology Executive Council Tampa, United States

    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliv ...

  • Citigroup Inc

    VP, Compliance Product Officer

    3 weeks ago

    Citigroup Inc Tampa, United States

    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliv ...

  • Citigroup Inc

    Compliance Product Sr Officer I

    3 weeks ago

    Citigroup Inc Tampa, United States

    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) Customer and Client Protection Team with oversight responsibilities for, at a minimum, Flood activities horizontally and consumer compliance-related Third-Party activities. The officer is ...

  • GSI

    Chief Operating Officer

    5 days ago

    GSI Tampa, United States

    Role: Chief Operating Officer (COO) · Company: Fast growing, highly profitable, private equity backed, 25 Annual growth, global innovative company specializing in consumer/ commercial innovative technical products. · Salary: Commensurate with experience + bonus + equity and out ...

  • DDS Lab

    Technical Support Specialist

    3 weeks ago

    DDS Lab Tampa, United States Full time

    Job Details · Description · The Technical Support Specialist position is responsible for technical support to our customers in relation to cases coming from production. This position is a combination of client interaction ensuring customer satisfaction/retention, system/databas ...

  • Brooksource

    Network Engineer 2

    5 days ago

    Brooksource Tampa, United States

    Network Engineer II our local Fortune 500 client provides modern enterprise technology solutions that meet the unique needs of some of the country's biggest brands. If you're looking to build your most successful career, support client growth and work alongside intelligent, drive ...

  • iApartments

    Quality Assurance Engineer

    1 day ago

    iApartments Tampa, United States

    iApartments is looking for a passionate and detail-oriented QA Engineer to help build our cloud-based solutions in the multifamily industry. We are looking for someone who is motivated to tackle complex systems and learn new technologies quickly to bring the best possible experie ...

  • C Q Insulation Inc

    Support Coordinator I

    4 days ago

    C Q Insulation Inc Tampa, United States

    CQ Insulation is a leading contractor for building insulation, fireproofing, and division 10 specialties. The Company focuses on large-scale new construction projects throughout the country; multi-family, residential, senior living, commercial, and government work. · Our team is ...

  • Global Dimensions

    Executive Administrative Assistant

    2 weeks ago

    Global Dimensions Tampa, Florida, United States Permanent

    Global Dimensions is recruiting for an upcoming opportunity and seeking candidates who will be available upon award. · Global Dimensions LLC is seeking a highly organized and professional Executive Administrative Assistant to provide comprehensive administrative support to the J5 ...